Filing Research | NUVEEN FLOATING RATE INCOME Institutional Holdings

Snapshot holdings

40 / 40 loaded

#		Instrument	quantity
1	Congress Park Capital LLC	Shares	3.5MSH	$26.7M
2	Cyndeo Wealth Partners, LLC	Shares	2.0MSH	$15.3M
3	J.W. COLE ADVISORS, INC.	Shares	381.7KSH	$2.9M
4	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Shares	286.3KSH	$2.2M
5	RFG Advisory, LLC	Shares	227.2KSH	$1.7M
6	MELFA WEALTH MANAGEMENT, INC.	Shares	107.2KSH	$822.4K
7	Blackhawk Capital Partners, LLC	Shares	75.6KSH	$580.0K
8	Seelaus Asset Management LLC	Shares	63.6KSH	$487.8K
9	INDEPENDENT FINANCIAL GROUP, LLC	Shares	63.6KSH	$487.7K
10	WORLD EQUITY GROUP, INC.	Shares	57.3KSH	$439.5K
11	Fortitude Advisory Group L.L.C.	Shares	55.0KSH	$421.7K
12	CoreCap Advisors, LLC	Shares	47.5KSH	$364.1K
13	RVW Wealth, LLC	Shares	40.3KSH	$309.5K
14	Spire Wealth Management	Shares	37.0KSH	$283.8K
15	E&G Advisors, LLC	Shares	35.7KSH	$273.5K
16	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Shares	27.7KSH	$213.9K
17	SHEETS SMITH WEALTH MANAGEMENT	Shares	26.0KSH	$199.5K
18	Centurion Wealth Management LLC	Shares	23.9KSH	$183.5K
19	Shaker Financial Services, LLC	Shares	21.6KSH	$167.6K
20	Shulman DeMeo Asset Management LLC	Shares	21.0KSH	$161.1K
21	D.A. DAVIDSON & CO.	Shares	20.3KSH	$155.8K
22	Grove Bank & Trust	Shares	20.0KSH	$153.4K
23	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	Shares	19.7KSH	$151.3K
24	Merit Financial Group, LLC	Shares	19.1KSH	$146.5K
25	Farther Finance Advisors, LLC	Shares	17.7KSH	$135.4K
26	Keyes, Stange & Wooten Wealth Management, LLC	Shares	17.3KSH	$132.9K
27	Camelot Portfolios, LLC	Shares	16.6KSH	$126.9K
28	Wealth Alliance Advisory Group, LLC	Shares	11.7KSH	$90.1K
29	M.E. ALLISON & CO., INC.	Shares	10.8KSH	$82.7K
30	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	Shares	2.1KSH	$16.1K
31	Bogart Wealth, LLC	Shares	1.6KSH	$12.1K
32	BARRETT & COMPANY, INC.	Shares	1.5KSH	$11.1K
33	LifeSteps Financial, Inc.	Shares	1.3KSH	$9.6K
34	LANARK FINANCIAL, INC.	Shares	550SH	$4.2K
35	HIGHLINE WEALTH PARTNERS LLC	Shares	500SH	$3.8K
36	SIGNATUREFD, LLC	Shares	154SH	$1.2K
37	Allied Private Wealth LLC	Shares	40SH	$308
38	PARK AVENUE SECURITIES LLC	Shares	15.8KSH	$121
39	Hunter Perkins Capital Management, LLC	Shares	14.7KSH	$114
40	FNY Investment Advisers, LLC	Shares	1.2KSH	$9

Manager changes2026-06-30 vs 2026-03-31

42 / 42 loaded

#		Instrument
1	Congress Park Capital LLC added	Shares	+356.5K	+$3.2M	$26.7M
2	J.W. COLE ADVISORS, INC. new	Shares	+381.7K	+$2.9M	$2.9M
3	Cyndeo Wealth Partners, LLC added	Shares	+204.1K	+$1.8M	$15.3M
4	CoreCap Advisors, LLC added	Shares	+13.1K	+$105.7K	$364.1K
5	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added	Shares	+9.6K	+$81.7K	$213.9K
6	Fortitude Advisory Group L.L.C. added	Shares	+9.2K	+$77.4K	$421.7K
7	WORLD EQUITY GROUP, INC. added	Shares	+5.6K	+$50.7K	$439.5K
8	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed	Shares	-2.9K	+$47.3K	$2.2M
9	Merit Financial Group, LLC added	Shares	+3.8K	+$31.6K	$146.5K
10	Seelaus Asset Management LLC added	Shares	+2.7K	+$29.7K	$487.8K
11	MELFA WEALTH MANAGEMENT, INC. unchanged	Shares	0	+$16.1K	$822.4K
12	Blackhawk Capital Partners, LLC unchanged	Shares	0	+$11.3K	$580.0K
13	LifeSteps Financial, Inc. new	Shares	+1.3K	+$9.6K	$9.6K
14	RVW Wealth, LLC unchanged	Shares	0	+$6.1K	$309.5K
15	E&G Advisors, LLC trimmed	Shares	-70	+$4.8K	$273.5K
16	SHEETS SMITH WEALTH MANAGEMENT unchanged	Shares	0	+$3.9K	$199.5K
17	Centurion Wealth Management LLC unchanged	Shares	0	+$3.6K	$183.5K
18	D.A. DAVIDSON & CO. unchanged	Shares	0	+$3.0K	$155.8K
19	Grove Bank & Trust unchanged	Shares	0	+$3.0K	$153.4K
20	Keyes, Stange & Wooten Wealth Management, LLC unchanged	Shares	0	+$2.6K	$132.9K
21	Farther Finance Advisors, LLC trimmed	Shares	-175	+$2.6K	$135.4K
22	Camelot Portfolios, LLC unchanged	Shares	0	+$2.5K	$126.9K
23	Wealth Alliance Advisory Group, LLC unchanged	Shares	0	+$1.8K	$90.1K
24	M.E. ALLISON & CO., INC. unchanged	Shares	0	+$1.6K	$82.7K
25	Shulman DeMeo Asset Management LLC trimmed	Shares	-267	+$1.1K	$161.1K
26	NATIONS FINANCIAL GROUP INC, /IA/ /ADV trimmed	Shares	-257	+$1.0K	$151.3K
27	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. unchanged	Shares	0	+$315	$16.1K
28	Bogart Wealth, LLC unchanged	Shares	0	+$236	$12.1K
29	LANARK FINANCIAL, INC. unchanged	Shares	0	+$82	$4.2K
30	HIGHLINE WEALTH PARTNERS LLC unchanged	Shares	0	+$75	$3.8K
31	SIGNATUREFD, LLC added	Shares	+4	+$58	$1.2K
32	PARK AVENUE SECURITIES LLC added	Shares	+3.2K	+$26	$121
33	Hunter Perkins Capital Management, LLC added	Shares	+1.5K	+$14	$114
34	FNY Investment Advisers, LLC unchanged	Shares	0	$0	$9
35	BARRETT & COMPANY, INC. trimmed	Shares	-677	-$4.9K	$11.1K
36	Spire Wealth Management trimmed	Shares	-3.5K	-$20.8K	$283.8K
37	Global Wealth Strategies & Associates exited	Shares	-4.8K	-$36.5K	$0
38	RFG Advisory, LLC trimmed	Shares	-12.6K	-$60.5K	$1.7M
39	INDEPENDENT FINANCIAL GROUP, LLC trimmed	Shares	-17.1K	-$118.8K	$487.7K
40	Shaker Financial Services, LLC trimmed	Shares	-24.4K	-$188.4K	$167.6K
41	Arlington Capital Management, Inc. exited	Shares	-112.7K	-$847.3K	$0
42	ABSOLUTE INVESTMENT ADVISERS, LLC exited	Shares	-391.2K	-$2.9M	$0