Filing Research | PROSPECT CAP CORP Institutional Holdings

Snapshot holdings

47 / 47 loaded

#		Instrument	quantity
1	INDEPENDENT FINANCIAL GROUP, LLC	Shares	2.5MSH	$5.7M
2	Tactive Advisors, LLC	Shares	585.1KSH	$1.4M
3	180 WEALTH ADVISORS, LLC	Shares	581.0KSH	$1.3M
4	TCFG Investment Advisors, LLC	Shares	330.2KSH	$762.8K
5	FAMILY WEALTH PARTNERS, LLC	Shares	241.6KSH	$558.1K
6	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Shares	156.3KSH	$362.7K
7	BFSG, LLC	Shares	117.4KSH	$271.2K
8	Spire Wealth Management	Shares	104.2KSH	$240.7K
9	Generali Investments CEE, investicni spolecnost, a.s.	Shares	101.2KSH	$233.9K
10	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Shares	84.3KSH	$190.5K
11	Prospera Financial Services Inc	Shares	59.1KSH	$136.5K
12	XML Financial, LLC	Shares	52.1KSH	$120.5K
13	RMR Wealth Builders	Shares	44.9KSH	$103.8K
14	BARRETT & COMPANY, INC.	Shares	34.1KSH	$78.9K
15	WMG Financial Advisors, LLC	Shares	27.9KSH	$64.6K
16	IFP Advisors, Inc	Shares	24.8KSH	$57.3K
17	Apella Capital, LLC	Shares	23.5KSH	$51.8K
18	Next Level Private LLC	Shares	22.0KSH	$50.8K
19	PFG Investments, LLC	Shares	19.3KSH	$44.5K
20	CWA Asset Management Group, LLC	Shares	18.4KSH	$42.5K
21	Significant Wealth Partners LLC	Shares	17.8KSH	$41.0K
22	Onyx Bridge Wealth Group LLC	Shares	15.7KSH	$36.2K
23	First National Bank of Mount Dora, Trust Investment Services	Shares	15.3KSH	$35.3K
24	J.W. COLE ADVISORS, INC.	Shares	14.6KSH	$33.8K
25	Wealthcare Advisory Partners LLC	Shares	13.3KSH	$30.8K
26	Farther Finance Advisors, LLC	Shares	13.0KSH	$29.9K
27	Traynor Capital Management, Inc.	Shares	10.7KSH	$24.7K
28	Corsicana & Co.	Shares	10.0KSH	$23.1K
29	Flagship Capital Management Inc.	Shares	10.0KSH	$23.1K
30	Aventura Private Wealth, LLC	Shares	9.2KSH	$21.2K
31	SIGNATUREFD, LLC	Shares	5.4KSH	$12.6K
32	HHM Wealth Advisors, LLC	Shares	5.4KSH	$12.4K
33	EverSource Wealth Advisors, LLC	Shares	5.1KSH	$11.7K
34	Founders Capital Management	Shares	5.0KSH	$11.6K
35	AdvisorNet Financial, Inc	Shares	4.6KSH	$10.7K
36	Crewe Advisors LLC	Shares	3.7KSH	$8.6K
37	FINANCIAL CONSULATE, INC	Shares	3.1KSH	$7.2K
38	West Branch Capital LLC	Shares	1.6KSH	$3.8K
39	CoreCap Advisors, LLC	Shares	1.0KSH	$2.3K
40	Triumph Capital Management	Shares	750SH	$1.7K
41	LRI Investments, LLC	Shares	638SH	$1.5K
42	Cape Investment Advisory, Inc.	Shares	559SH	$1.3K
43	Hilltop National Bank	Shares	380SH	$878
44	JFS WEALTH ADVISORS, LLC	Shares	40SH	$93
45	State of Alaska, Department of Revenue	Shares	18.6KSH	$43
46	Capital Advisors, Ltd. LLC	Shares	12.4KSH	$29
47	Blue Trust, Inc.	Shares	1SH	$2

Manager changes2026-06-30 vs 2026-03-31

50 / 54 loaded

#		Instrument
1	180 WEALTH ADVISORS, LLC added	Shares	+180.5K	+$296.7K	$1.3M
2	RMR Wealth Builders new	Shares	+44.9K	+$103.8K	$103.8K
3	BFSG, LLC added	Shares	+44.5K	+$81.0K	$271.2K
4	CWA Asset Management Group, LLC new	Shares	+18.4K	+$42.5K	$42.5K
5	TCFG Investment Advisors, LLC added	Shares	+52.3K	+$37.5K	$762.8K
6	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC added	Shares	+31.3K	+$35.2K	$362.7K
7	Corsicana & Co. new	Shares	+10.0K	+$23.1K	$23.1K
8	EverSource Wealth Advisors, LLC added	Shares	+2.1K	+$3.9K	$11.7K
9	FAMILY WEALTH PARTNERS, LLC added	Shares	+28.8K	+$3.8K	$558.1K
10	Cape Investment Advisory, Inc. new	Shares	+559	+$1.3K	$1.3K
11	West Branch Capital LLC added	Shares	+561	+$972	$3.8K
12	Significant Wealth Partners LLC added	Shares	+2.2K	+$486	$41.0K
13	JFS WEALTH ADVISORS, LLC new	Shares	+40	+$93	$93
14	Blue Trust, Inc. unchanged	Shares	0	-$1	$2
15	Capital Advisors, Ltd. LLC unchanged	Shares	0	-$3	$29
16	State of Alaska, Department of Revenue unchanged	Shares	0	-$5	$43
17	Hilltop National Bank unchanged	Shares	0	-$114	$878
18	LRI Investments, LLC unchanged	Shares	0	-$192	$1.5K
19	Triumph Capital Management trimmed	Shares	-1	-$262	$1.7K
20	CoreCap Advisors, LLC added	Shares	+1	-$303	$2.3K
21	LANARK FINANCIAL, INC. exited	Shares	-200	-$522	$0
22	Crewe Advisors LLC added	Shares	+213	-$563	$8.6K
23	AdvisorNet Financial, Inc added	Shares	+235	-$780	$10.7K
24	FINANCIAL CONSULATE, INC unchanged	Shares	0	-$936	$7.2K
25	Sound Income Strategies, LLC exited	Shares	-400	-$1.0K	$0
26	Founders Capital Management unchanged	Shares	0	-$1.5K	$11.6K
27	HHM Wealth Advisors, LLC unchanged	Shares	0	-$1.6K	$12.4K
28	Traynor Capital Management, Inc. added	Shares	+30	-$2.1K	$24.7K
29	Wealthcare Advisory Partners LLC added	Shares	+714	-$2.1K	$30.8K
30	Aventura Private Wealth, LLC unchanged	Shares	0	-$2.7K	$21.2K
31	Flagship Capital Management Inc. unchanged	Shares	0	-$3.0K	$23.1K
32	Farther Finance Advisors, LLC added	Shares	+137	-$3.7K	$29.9K
33	IFP Advisors, Inc added	Shares	+1.3K	-$4.1K	$57.3K
34	Next Level Private LLC added	Shares	+950	-$4.1K	$50.8K
35	PFG Investments, LLC added	Shares	+626	-$4.1K	$44.5K
36	First National Bank of Mount Dora, Trust Investment Services unchanged	Shares	0	-$4.6K	$35.3K
37	Onyx Bridge Wealth Group LLC trimmed	Shares	-205	-$5.2K	$36.2K
38	WMG Financial Advisors, LLC unchanged	Shares	0	-$8.4K	$64.6K
39	Activest Wealth Management exited	Shares	-3.3K	-$8.6K	$0
40	J.W. COLE ADVISORS, INC. trimmed	Shares	-3.2K	-$12.7K	$33.8K
41	SIGNATUREFD, LLC trimmed	Shares	-4.8K	-$14.3K	$12.6K
42	Prospera Financial Services Inc added	Shares	+1.1K	-$14.8K	$136.5K
43	XML Financial, LLC unchanged	Shares	0	-$15.6K	$120.5K
44	Apella Capital, LLC trimmed	Shares	-692	-$16.3K	$51.8K
45	BARRETT & COMPANY, INC. trimmed	Shares	-4.2K	-$21.2K	$78.9K
46	Spire Wealth Management added	Shares	+1.6K	-$27.1K	$240.7K
47	Generali Investments CEE, investicni spolecnost, a.s. unchanged	Shares	0	-$30.4K	$233.9K
48	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed	Shares	-2.6K	-$36.3K	$190.5K
49	Sculati Wealth Management, LLC exited	Shares	-16.3K	-$42.5K	$0
50	Sowell Financial Services LLC exited	Shares	-38.0K	-$99.3K	$0

Scroll to load more