Filing Research | FLAHERTY & CRUMRIN PFD & INM Institutional Holdings

Snapshot holdings

32 / 32 loaded

#		Instrument	quantity
1	Hennion & Walsh Asset Management, Inc.	Shares	472.4KSH	$7.7M
2	Sowell Financial Services LLC	Shares	112.1KSH	$1.8M
3	TITLEIST ASSET MANAGEMENT, LLC	Shares	80.5KSH	$1.3M
4	Smith Asset Management Co., LLC	Shares	74.9KSH	$1.2M
5	Noble Wealth Management PBC	Shares	72.3KSH	$1.2M
6	Mountain Capital Investment Advisors Inc.	Shares	64.5KSH	$1.0M
7	Atlantic Edge Private Wealth Management, LLC	Shares	44.9KSH	$731.5K
8	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Shares	31.0KSH	$503.1K
9	SEAMOUNT FINANCIAL GROUP INC	Shares	29.1KSH	$473.6K
10	Whitener Capital Management, Inc.	Shares	25.6KSH	$416.5K
11	Pines Wealth Management, LLC	Shares	21.3KSH	$346.3K
12	Sage Capital Advisors,llc	Shares	20.2KSH	$328.9K
13	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Shares	17.7KSH	$288.3K
14	Spire Wealth Management	Shares	17.7KSH	$288.1K
15	First Heartland Consultants, Inc.	Shares	16.4KSH	$267.4K
16	EVERGREEN CAPITAL MANAGEMENT LLC	Shares	15.3KSH	$249.9K
17	INTEGRATED CAPITAL MANAGEMENT, INC.	Shares	15.2KSH	$247.9K
18	CARY STREET PARTNERS FINANCIAL LLC	Shares	11.8KSH	$191.7K
19	GRIMES & Co WEALTH MANAGEMENT, LLC	Shares	10.8KSH	$175.4K
20	MARYLAND CAPITAL ADVISORS INC.	Shares	5.6KSH	$91.2K
21	IFP Advisors, Inc	Shares	3.5KSH	$57.0K
22	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	Shares	2.9KSH	$47.2K
23	SOA Wealth Advisors, LLC.	Shares	1.0KSH	$16.3K
24	CoreCap Advisors, LLC	Shares	800SH	$13.0K
25	Farther Finance Advisors, LLC	Shares	564SH	$9.2K
26	Strategic Investment Solutions, Inc. /IL	Shares	525SH	$8.5K
27	LANARK FINANCIAL, INC.	Shares	315SH	$5.1K
28	LifeSteps Financial, Inc.	Shares	300SH	$4.9K
29	HIGHLINE WEALTH PARTNERS LLC	Shares	200SH	$3.3K
30	JFS WEALTH ADVISORS, LLC	Shares	101SH	$1.6K
31	PARK AVENUE SECURITIES LLC	Shares	79.9KSH	$1.3K
32	Stolper Co	Shares	35.4KSH	$576

Manager changes2026-06-30 vs 2026-03-31

32 / 32 loaded

#		Instrument
1	Hennion & Walsh Asset Management, Inc. added	Shares	+47.6K	+$1.1M	$7.7M
2	Noble Wealth Management PBC added	Shares	+31.7K	+$547.5K	$1.2M
3	GRIMES & Co WEALTH MANAGEMENT, LLC new	Shares	+10.8K	+$175.4K	$175.4K
4	TITLEIST ASSET MANAGEMENT, LLC unchanged	Shares	0	+$63.6K	$1.3M
5	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. new	Shares	+2.9K	+$47.2K	$47.2K
6	Atlantic Edge Private Wealth Management, LLC unchanged	Shares	0	+$35.5K	$731.5K
7	Whitener Capital Management, Inc. added	Shares	+800	+$32.6K	$416.5K
8	Smith Asset Management Co., LLC trimmed	Shares	-1.9K	+$29.2K	$1.2M
9	Pines Wealth Management, LLC added	Shares	+801	+$29.2K	$346.3K
10	Sowell Financial Services LLC trimmed	Shares	-4.1K	+$25.3K	$1.8M
11	Sage Capital Advisors,llc added	Shares	+276	+$20.2K	$328.9K
12	First Heartland Consultants, Inc. added	Shares	+432	+$19.7K	$267.4K
13	SEAMOUNT FINANCIAL GROUP INC trimmed	Shares	-308	+$18.2K	$473.6K
14	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC added	Shares	+274	+$16.1K	$288.3K
15	EVERGREEN CAPITAL MANAGEMENT LLC unchanged	Shares	0	+$12.1K	$249.9K
16	CARY STREET PARTNERS FINANCIAL LLC unchanged	Shares	0	+$9.3K	$191.7K
17	Mountain Capital Investment Advisors Inc. trimmed	Shares	-170	+$5.6K	$1.0M
18	LifeSteps Financial, Inc. new	Shares	+300	+$4.9K	$4.9K
19	IFP Advisors, Inc unchanged	Shares	0	+$2.8K	$57.0K
20	JFS WEALTH ADVISORS, LLC new	Shares	+101	+$1.6K	$1.6K
21	SOA Wealth Advisors, LLC. added	Shares	+19	+$1.1K	$16.3K
22	CoreCap Advisors, LLC unchanged	Shares	0	+$632	$13.0K
23	Strategic Investment Solutions, Inc. /IL unchanged	Shares	0	+$415	$8.5K
24	Farther Finance Advisors, LLC unchanged	Shares	0	+$378	$9.2K
25	LANARK FINANCIAL, INC. unchanged	Shares	0	+$249	$5.1K
26	HIGHLINE WEALTH PARTNERS LLC unchanged	Shares	0	+$158	$3.3K
27	PARK AVENUE SECURITIES LLC trimmed	Shares	-1.1K	+$47	$1.3K
28	Stolper Co added	Shares	+10.1K	-$3.7K	$576
29	INTEGRATED CAPITAL MANAGEMENT, INC. trimmed	Shares	-1.7K	-$14.9K	$247.9K
30	Spire Wealth Management trimmed	Shares	-2.5K	-$24.5K	$288.1K
31	Sound Income Strategies, LLC exited	Shares	-1.8K	-$27.8K	$0
32	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed	Shares	-16.5K	-$238.2K	$503.1K