Filing Research | ALPS ETF TR Institutional Holdings

Snapshot holdings

33 / 33 loaded

#		Instrument	quantity
1	INDEPENDENT FINANCIAL GROUP, LLC	Shares	142.4KSH	$5.4M
2	Castle Rock Wealth Management, LLC	Shares	97.3KSH	$3.7M
3	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Shares	61.3KSH	$2.4M
4	KRAEMATON INVESTMENT ADVISORS, INC	Shares	62.4KSH	$2.4M
5	Tenzing Financial LLC	Shares	53.0KSH	$2.0M
6	XML Financial, LLC	Shares	47.1KSH	$1.8M
7	TCFG Investment Advisors, LLC	Shares	43.3KSH	$1.7M
8	Mills Wealth Advisors LLC	Shares	42.4KSH	$1.6M
9	Summit Financial Wealth Advisors, LLC	Shares	38.6KSH	$1.5M
10	RAINEY & RANDALL WEALTH ADVISORS INC.	Shares	29.0KSH	$1.1M
11	Dynamic Advisor Solutions LLC	Shares	27.0KSH	$1.0M
12	Onyx Bridge Wealth Group LLC	Shares	15.6KSH	$593.3K
13	PUFF WEALTH MANAGEMENT, LLC	Shares	13.3KSH	$505.0K
14	Prospera Financial Services Inc	Shares	13.1KSH	$499.3K
15	D.A. DAVIDSON & CO.	Shares	12.8KSH	$489.6K
16	Sowell Financial Services LLC	Shares	11.2KSH	$426.4K
17	Fermata Advisors, LLC	Shares	10.5KSH	$399.4K
18	NORTHWEST WEALTH MANAGEMENT, LLC	Shares	8.5KSH	$325.4K
19	Bulwark Capital Corp	Shares	8.3KSH	$314.5K
20	Keystone Financial Group, Inc.	Shares	6.9KSH	$262.2K
21	Keudell/Morrison Wealth Management	Shares	6.8KSH	$257.2K
22	Bright Futures Wealth Management, LLC.	Shares	6.6KSH	$253.0K
23	LVW Advisors, LLC	Shares	6.2KSH	$237.6K
24	IFP Advisors, Inc	Shares	5.3KSH	$201.7K
25	ST GERMAIN D J CO INC	Shares	584SH	$22.3K
26	Spire Wealth Management	Shares	519SH	$19.8K
27	Moisand Fitzgerald Tamayo, LLC	Shares	500SH	$19.1K
28	Triumph Capital Management	Shares	328SH	$12.5K
29	GoalVest Advisory LLC	Shares	230SH	$8.8K
30	WOLFF WIESE MAGANA LLC	Shares	118SH	$4.5K
31	Bogart Wealth, LLC	Shares	110SH	$4.2K
32	Capital Advisors, Ltd. LLC	Shares	1.0KSH	$39
33	CX Institutional	Shares	307SH	$12

Manager changes2026-06-30 vs 2026-03-31

36 / 36 loaded

#		Instrument
1	Mills Wealth Advisors LLC added	Shares	+30.2K	+$1.1M	$1.6M
2	D.A. DAVIDSON & CO. new	Shares	+12.8K	+$489.6K	$489.6K
3	TCFG Investment Advisors, LLC added	Shares	+10.4K	+$393.6K	$1.7M
4	LVW Advisors, LLC new	Shares	+6.2K	+$237.6K	$237.6K
5	Dynamic Advisor Solutions LLC added	Shares	+3.6K	+$135.2K	$1.0M
6	Prospera Financial Services Inc added	Shares	+1.1K	+$39.9K	$499.3K
7	ST GERMAIN D J CO INC new	Shares	+584	+$22.3K	$22.3K
8	Onyx Bridge Wealth Group LLC added	Shares	+556	+$19.5K	$593.3K
9	KRAEMATON INVESTMENT ADVISORS, INC added	Shares	+505	+$12.4K	$2.4M
10	RAINEY & RANDALL WEALTH ADVISORS INC. added	Shares	+340	+$9.8K	$1.1M
11	Summit Financial Wealth Advisors, LLC added	Shares	+360	+$9.5K	$1.5M
12	Spire Wealth Management added	Shares	+5	+$135	$19.8K
13	IFP Advisors, Inc added	Shares	+17	+$67	$201.7K
14	Bogart Wealth, LLC added	Shares	+1	+$29	$4.2K
15	CX Institutional added	Shares	+3	$0	$12
16	Capital Advisors, Ltd. LLC unchanged	Shares	0	$0	$39
17	WOLFF WIESE MAGANA LLC unchanged	Shares	0	-$13	$4.5K
18	GoalVest Advisory LLC unchanged	Shares	0	-$25	$8.8K
19	Moisand Fitzgerald Tamayo, LLC unchanged	Shares	0	-$55	$19.1K
20	NORTHWEST WEALTH MANAGEMENT, LLC unchanged	Shares	0	-$940	$325.4K
21	Sowell Financial Services LLC unchanged	Shares	0	-$1.2K	$426.4K
22	Bulwark Capital Corp trimmed	Shares	-37	-$2.3K	$314.5K
23	Triumph Capital Management trimmed	Shares	-103	-$4.0K	$12.5K
24	Keystone Financial Group, Inc. trimmed	Shares	-106	-$4.8K	$262.2K
25	Keudell/Morrison Wealth Management trimmed	Shares	-150	-$6.5K	$257.2K
26	Fermata Advisors, LLC trimmed	Shares	-208	-$9.1K	$399.4K
27	Bright Futures Wealth Management, LLC. trimmed	Shares	-344	-$13.9K	$253.0K
28	XML Financial, LLC trimmed	Shares	-1.0K	-$43.4K	$1.8M
29	Sound Income Strategies, LLC exited	Shares	-1.2K	-$46.0K	$0
30	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed	Shares	-3.4K	-$72.5K	$2.4M
31	Tenzing Financial LLC trimmed	Shares	-3.3K	-$77.4K	$2.0M
32	Castle Rock Wealth Management, LLC trimmed	Shares	-1.7K	-$78.0K	$3.7M
33	GUIDANCE CAPITAL, INC exited	Shares	-5.8K	-$227.2K	$0
34	Brookstone Capital Management exited	Shares	-9.9K	-$379.5K	$0
35	INDEPENDENT FINANCIAL GROUP, LLC trimmed	Shares	-37.6K	-$1.5M	$5.4M
36	KPP Advisory Services LLC exited	Shares	-63.3K	-$2.4M	$0