Filing Research | GUGGENHEIM STRATEGIC OPPORTU Institutional Holdings

Snapshot holdings

50 / 55 loaded

#		Instrument	quantity
1	Secure Asset Management, LLC	Shares	631.5KSH	$6.9M
2	PETRA FINANCIAL ADVISORS INC	Shares	476.9KSH	$5.2M
3	CARY STREET PARTNERS FINANCIAL LLC	Shares	182.7KSH	$2.0M
4	Significant Wealth Partners LLC	Shares	160.9KSH	$1.8M
5	FLYNN ZITO CAPITAL MANAGEMENT, LLC	Shares	145.3KSH	$1.6M
6	Smith Asset Management Co., LLC	Shares	140.0KSH	$1.5M
7	PMG Family Office LLC	Shares	112.6KSH	$1.2M
8	Dynamic Advisor Solutions LLC	Shares	108.6KSH	$1.2M
9	J.W. COLE ADVISORS, INC.	Shares	72.2KSH	$788.2K
10	Focus Financial Network, Inc.	Shares	70.6KSH	$771.4K
11	PFG Investments, LLC	Shares	63.3KSH	$690.7K
12	Mallini Complete Financial Planning LLC	Shares	55.5KSH	$605.7K
13	Parisi Gray Wealth Management	Shares	51.0KSH	$557.0K
14	Fiduciary Alliance LLC	Shares	46.1KSH	$503.4K
15	Discipline Wealth Solutions, LLC	Shares	41.3KSH	$451.2K
16	Apollon Wealth Management, LLC	Shares	34.4KSH	$375.4K
17	DAVENPORT & Co LLC	Shares	29.5KSH	$321.9K
18	Merit Financial Group, LLC	Shares	27.5KSH	$300.6K
19	LANARK FINANCIAL, INC.	Shares	24.5KSH	$267.4K
20	CoreCap Advisors, LLC	Shares	23.8KSH	$259.5K
21	B. Riley Wealth Advisors, Inc.	Shares	22.8KSH	$246.4K
22	Encompass More Asset Management	Shares	22.3KSH	$244.0K
23	Brookstone Capital Management	Shares	21.9KSH	$239.1K
24	David J Yvars Group	Shares	21.7KSH	$236.4K
25	Silverleafe Capital Partners, LLC	Shares	20.5KSH	$223.6K
26	FIRETHORN WEALTH PARTNERS, LLC	Shares	19.8KSH	$216.4K
27	Wagner Wealth Management, LLC	Shares	18.5KSH	$202.0K
28	MELFA WEALTH MANAGEMENT, INC.	Shares	17.9KSH	$196.0K
29	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Shares	16.9KSH	$184.4K
30	Sage Capital Management, LLC	Shares	16.6KSH	$181.3K
31	TrueMark Investments, LLC	Shares	15.5KSH	$169.1K
32	ABSOLUTE INVESTMENT ADVISERS, LLC	Shares	14.9KSH	$162.4K
33	Quad-Cities Investment Group, LLC	Shares	14.2KSH	$154.6K
34	Prospera Financial Services Inc	Shares	13.9KSH	$152.2K
35	Patriot Financial Group Insurance Agency, LLC	Shares	13.4KSH	$146.7K
36	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Shares	11.3KSH	$123.5K
37	VISTA INVESTMENT PARTNERS II, LLC	Shares	10.7KSH	$117.0K
38	Triumph Capital Management	Shares	8.4KSH	$92.1K
39	IFP Advisors, Inc	Shares	4.4KSH	$48.2K
40	EASTERN BANK	Shares	4.1KSH	$44.5K
41	COUNTRY TRUST BANK	Shares	4.0KSH	$43.7K
42	Allied Private Wealth LLC	Shares	3.9KSH	$42.8K
43	Nova Wealth Management, Inc.	Shares	2.9KSH	$32.1K
44	Spire Wealth Management	Shares	619SH	$6.8K
45	LifeSteps Financial, Inc.	Shares	600SH	$6.6K
46	SALEM INVESTMENT COUNSELORS INC	Shares	475SH	$5.2K
47	Noble Wealth Management PBC	Shares	350SH	$3.8K
48	HIGHLINE WEALTH PARTNERS LLC	Shares	230SH	$2.5K
49	Financial Perspectives, Inc	Shares	35SH	$382
50	Bank & Trust Co	Shares	32SH	$349

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Manager changes2026-06-30 vs 2026-03-31

50 / 62 loaded

#		Instrument
1	J.W. COLE ADVISORS, INC. new	Shares	+72.2K	+$788.2K	$788.2K
2	PMG Family Office LLC added	Shares	+23.7K	+$249.4K	$1.2M
3	Sage Capital Management, LLC new	Shares	+16.6K	+$181.3K	$181.3K
4	TrueMark Investments, LLC new	Shares	+15.5K	+$169.1K	$169.1K
5	Discipline Wealth Solutions, LLC added	Shares	+10.9K	+$116.0K	$451.2K
6	Dynamic Advisor Solutions LLC added	Shares	+9.9K	+$98.3K	$1.2M
7	FLYNN ZITO CAPITAL MANAGEMENT, LLC added	Shares	+7.3K	+$66.5K	$1.6M
8	Mallini Complete Financial Planning LLC added	Shares	+5.0K	+$50.1K	$605.7K
9	Silverleafe Capital Partners, LLC added	Shares	+3.5K	+$36.4K	$223.6K
10	PETRA FINANCIAL ADVISORS INC added	Shares	+7.5K	+$35.3K	$5.2M
11	Prospera Financial Services Inc added	Shares	+3.3K	+$35.3K	$152.2K
12	IFP Advisors, Inc added	Shares	+3.1K	+$33.4K	$48.2K
13	CoreCap Advisors, LLC added	Shares	+3.0K	+$30.7K	$259.5K
14	Secure Asset Management, LLC added	Shares	+8.0K	+$25.2K	$6.9M
15	CARY STREET PARTNERS FINANCIAL LLC added	Shares	+3.3K	+$18.5K	$2.0M
16	Significant Wealth Partners LLC added	Shares	+2.7K	+$14.2K	$1.8M
17	Apollon Wealth Management, LLC added	Shares	+1.6K	+$13.8K	$375.4K
18	FIRETHORN WEALTH PARTNERS, LLC added	Shares	+935	+$8.3K	$216.4K
19	Focus Financial Network, Inc. added	Shares	+1.3K	+$7.8K	$771.4K
20	Triumph Capital Management added	Shares	+700	+$6.9K	$92.1K
21	LifeSteps Financial, Inc. new	Shares	+600	+$6.6K	$6.6K
22	Quad-Cities Investment Group, LLC added	Shares	+531	+$4.4K	$154.6K
23	David J Yvars Group added	Shares	+273	+$3.1K	$236.4K
24	SALEM INVESTMENT COUNSELORS INC added	Shares	+225	+$2.4K	$5.2K
25	B. Riley Wealth Advisors, Inc. trimmed	Shares	-238	+$1.1K	$246.4K
26	Roble, Belko & Company, Inc unchanged	Shares	0	$0	$5
27	Marshall & Sterling Wealth Advisors Inc. unchanged	Shares	0	-$3	$284
28	Bank & Trust Co unchanged	Shares	0	-$4	$349
29	Financial Perspectives, Inc unchanged	Shares	0	-$4	$382
30	Farther Finance Advisors, LLC unchanged	Shares	0	-$7	$284
31	HIGHLINE WEALTH PARTNERS LLC unchanged	Shares	0	-$23	$2.5K
32	TSFG, LLC trimmed	Shares	-6.6K	-$74	$53
33	Nova Wealth Management, Inc. unchanged	Shares	0	-$294	$32.1K
34	COUNTRY TRUST BANK unchanged	Shares	0	-$400	$43.7K
35	EASTERN BANK unchanged	Shares	0	-$407	$44.5K
36	VISTA INVESTMENT PARTNERS II, LLC unchanged	Shares	0	-$1.1K	$117.0K
37	Spire Wealth Management trimmed	Shares	-103	-$1.2K	$6.8K
38	MELFA WEALTH MANAGEMENT, INC. unchanged	Shares	0	-$1.8K	$196.0K
39	Smith Asset Management Co., LLC added	Shares	+1.0K	-$2.7K	$1.5M
40	DAVENPORT & Co LLC unchanged	Shares	0	-$2.9K	$321.9K
41	Beaird Harris Wealth Management, LLC exited	Shares	-412	-$4.5K	$0
42	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed	Shares	-24	-$4.7K	$184.4K
43	Parisi Gray Wealth Management unchanged	Shares	0	-$5.1K	$557.0K
44	GHP Investment Advisors, Inc. exited	Shares	-515	-$5.7K	$0
45	Fiduciary Alliance LLC added	Shares	+877	-$9.9K	$503.4K
46	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed	Shares	-766	-$11.4K	$123.5K
47	Kozak & Associates, Inc. trimmed	Shares	-1.3K	-$14.8K	$10
48	Kentucky Trust Co exited	Shares	-1.5K	-$16.5K	$0
49	Wagner Wealth Management, LLC trimmed	Shares	-1.6K	-$20.0K	$202.0K
50	EverSource Wealth Advisors, LLC exited	Shares	-2.5K	-$27.1K	$0

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