Filing Research | NUVEEN CA DIVI ADV MUN Institutional Holdings

Snapshot holdings

37 / 37 loaded

#		Instrument	quantity
1	Hennion & Walsh Asset Management, Inc.	Shares	518.3KSH	$6.3M
2	Ignite Planners, LLC	Shares	476.8KSH	$5.8M
3	PFG Investments, LLC	Shares	199.0KSH	$2.4M
4	Southland Equity Partners LLC	Shares	184.4KSH	$2.2M
5	D.A. DAVIDSON & CO.	Shares	102.5KSH	$1.2M
6	SUMMITRY LLC	Shares	95.7KSH	$1.2M
7	Rareview Capital LLC	Shares	66.3KSH	$741.0K
8	Atala Financial Inc	Shares	57.4KSH	$695.5K
9	MELFA WEALTH MANAGEMENT, INC.	Shares	49.8KSH	$603.8K
10	Pacific Wealth Strategies Group, Inc.	Shares	44.5KSH	$538.9K
11	Cooper Financial Group	Shares	43.8KSH	$530.9K
12	Merit Financial Group, LLC	Shares	42.0KSH	$508.5K
13	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Shares	41.6KSH	$506.7K
14	BARTLETT & CO. WEALTH MANAGEMENT LLC	Shares	41.1KSH	$501.0K
15	CLG LLC	Shares	37.6KSH	$455.5K
16	Sowell Financial Services LLC	Shares	32.3KSH	$391.9K
17	Mirador Capital Partners LP	Shares	32.2KSH	$390.0K
18	Core Wealth Partners LLC	Shares	29.7KSH	$360.0K
19	Farther Finance Advisors, LLC	Shares	28.0KSH	$338.5K
20	ECLECTIC ASSOCIATES INC /ADV	Shares	24.6KSH	$298.6K
21	Castle Rock Wealth Management, LLC	Shares	23.4KSH	$285.1K
22	VAQUERO PRIVATE WEALTH, LTD	Shares	23.0KSH	$279.2K
23	J.W. COLE ADVISORS, INC.	Shares	21.5KSH	$261.1K
24	Brookwood Investment Group LLC	Shares	19.8KSH	$239.4K
25	Mesirow Financial Investment Management, Inc.	Shares	16.7KSH	$203.0K
26	Barnes Wealth Management Group, Inc	Shares	15.0KSH	$181.2K
27	INDEPENDENT FINANCIAL GROUP, LLC	Shares	13.5KSH	$163.7K
28	MKT Advisors LLC	Shares	12.4KSH	$150.3K
29	Fiscal Wisdom Wealth Management, LLC	Shares	11.9KSH	$144.2K
30	Fermata Advisors, LLC	Shares	11.5KSH	$139.4K
31	WOLFF WIESE MAGANA LLC	Shares	1.5KSH	$18.2K
32	SOA Wealth Advisors, LLC.	Shares	1.0KSH	$12.4K
33	IFP Advisors, Inc	Shares	943SH	$11.4K
34	LifeSteps Financial, Inc.	Shares	650SH	$7.9K
35	BFSG, LLC	Shares	540SH	$6.5K
36	HIGHLINE WEALTH PARTNERS LLC	Shares	250SH	$3.0K
37	FNY Investment Advisers, LLC	Shares	2.0KSH	$24

Manager changes2026-06-30 vs 2026-03-31

38 / 38 loaded

#		Instrument
1	Ignite Planners, LLC added	Shares	+117.7K	+$1.6M	$5.8M
2	SUMMITRY LLC new	Shares	+95.7K	+$1.2M	$1.2M
3	Hennion & Walsh Asset Management, Inc. added	Shares	+76.7K	+$1.1M	$6.3M
4	Mirador Capital Partners LP new	Shares	+32.2K	+$390.0K	$390.0K
5	J.W. COLE ADVISORS, INC. new	Shares	+21.5K	+$261.1K	$261.1K
6	Brookwood Investment Group LLC new	Shares	+19.8K	+$239.4K	$239.4K
7	INDEPENDENT FINANCIAL GROUP, LLC new	Shares	+13.5K	+$163.7K	$163.7K
8	Southland Equity Partners LLC added	Shares	+5.0K	+$144.9K	$2.2M
9	PFG Investments, LLC added	Shares	+672	+$101.4K	$2.4M
10	Farther Finance Advisors, LLC added	Shares	+6.1K	+$83.4K	$338.5K
11	Cooper Financial Group added	Shares	+574	+$27.3K	$530.9K
12	MELFA WEALTH MANAGEMENT, INC. unchanged	Shares	0	+$23.4K	$603.8K
13	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC unchanged	Shares	0	+$20.4K	$506.7K
14	Merit Financial Group, LLC unchanged	Shares	0	+$19.7K	$508.5K
15	BARTLETT & CO. WEALTH MANAGEMENT LLC added	Shares	+350	+$17.7K	$501.0K
16	CLG LLC unchanged	Shares	0	+$17.7K	$455.5K
17	Sowell Financial Services LLC added	Shares	+98	+$16.3K	$391.9K
18	D.A. DAVIDSON & CO. trimmed	Shares	-2.8K	+$15.7K	$1.2M
19	Castle Rock Wealth Management, LLC unchanged	Shares	0	+$14.0K	$285.1K
20	ECLECTIC ASSOCIATES INC /ADV added	Shares	+89	+$12.6K	$298.6K
21	Mesirow Financial Investment Management, Inc. added	Shares	+309	+$11.5K	$203.0K
22	LifeSteps Financial, Inc. new	Shares	+650	+$7.9K	$7.9K
23	Barnes Wealth Management Group, Inc unchanged	Shares	0	+$7.0K	$181.2K
24	Fiscal Wisdom Wealth Management, LLC unchanged	Shares	0	+$5.6K	$144.2K
25	Fermata Advisors, LLC unchanged	Shares	0	+$5.4K	$139.4K
26	WOLFF WIESE MAGANA LLC unchanged	Shares	0	+$705	$18.2K
27	SOA Wealth Advisors, LLC. added	Shares	+19	+$701	$12.4K
28	Rareview Capital LLC added	Shares	+58	+$653	$741.0K
29	IFP Advisors, Inc added	Shares	+17	+$641	$11.4K
30	BFSG, LLC unchanged	Shares	0	+$254	$6.5K
31	FNY Investment Advisers, LLC unchanged	Shares	0	+$1	$24
32	HIGHLINE WEALTH PARTNERS LLC trimmed	Shares	-500	-$5.7K	$3.0K
33	Core Wealth Partners LLC trimmed	Shares	-2.5K	-$15.7K	$360.0K
34	Atala Financial Inc trimmed	Shares	-6.0K	-$43.2K	$695.5K
35	MKT Advisors LLC trimmed	Shares	-10.5K	-$115.6K	$150.3K
36	SANDERS MORRIS HARRIS LLC exited	Shares	-10.0K	-$116.5K	$0
37	Pacific Wealth Strategies Group, Inc. trimmed	Shares	-13.4K	-$135.8K	$538.9K
38	Prospera Financial Services Inc exited	Shares	-64.5K	-$751.4K	$0