Filing Research | CAPITAL SOUTHWEST CORP Institutional Holdings

Snapshot holdings

41 / 41 loaded

#		Instrument	quantity
1	Sound Income Strategies, LLC	Shares	934.3KSH	$22.2M
2	SANDERS MORRIS HARRIS LLC	Shares	760.0KSH	$18.1M
3	Columbus Macro, LLC	Shares	374.9KSH	$8.9M
4	TECTONIC ADVISORS LLC	Shares	355.4KSH	$8.4M
5	EPIQ PARTNERS, LLC	Shares	294.0KSH	$7.0M
6	Union Bancaire Privee, UBP SA	Shares	1.7KSH	$6.3M
7	GRACE & WHITE INC /NY	Shares	159.7KSH	$3.8M
8	CONFLUENCE INVESTMENT MANAGEMENT LLC	Shares	95.4KSH	$2.3M
9	BENJAMIN EDWARDS INC	Shares	83.7KSH	$2.0M
10	B. Riley Wealth Advisors, Inc.	Shares	69.8KSH	$1.6M
11	Hennion & Walsh Asset Management, Inc.	Shares	62.4KSH	$1.5M
12	INDEPENDENT FINANCIAL GROUP, LLC	Shares	59.1KSH	$1.4M
13	Catalyst Capital Advisors LLC	Shares	49.0KSH	$1.2M
14	Bayshore Capital Advisors, LLC	Shares	48.3KSH	$1.1M
15	Cornerstone Wealth Management, LLC	Shares	40.8KSH	$970.1K
16	Brookstone Capital Management	Shares	38.7KSH	$919.8K
17	GEN Financial Management, INC.	Shares	26.6KSH	$631.5K
18	Arlington Capital Management, Inc.	Shares	24.2KSH	$575.3K
19	Apollon Wealth Management, LLC	Shares	22.7KSH	$539.1K
20	Mraz, Amerine & Associates, Inc.	Shares	22.0KSH	$522.4K
21	FCG Investment Co	Shares	13.8KSH	$327.1K
22	Generali Investments CEE, investicni spolecnost, a.s.	Shares	12.8KSH	$303.3K
23	Accel Wealth Management	Shares	12.5KSH	$297.6K
24	Core Wealth Partners LLC	Shares	12.3KSH	$292.8K
25	Sequoia Financial Advisors, LLC	Shares	8.8KSH	$209.8K
26	Spire Wealth Management	Shares	2.8KSH	$66.6K
27	SIGNATUREFD, LLC	Shares	2.7KSH	$65.1K
28	Farther Finance Advisors, LLC	Shares	2.4KSH	$57.9K
29	EverSource Wealth Advisors, LLC	Shares	2.3KSH	$55.1K
30	HIGHLINE WEALTH PARTNERS LLC	Shares	2.1KSH	$49.8K
31	Triumph Capital Management	Shares	1.8KSH	$41.6K
32	Allied Private Wealth LLC	Shares	1.6KSH	$37.0K
33	Blue Trust, Inc.	Shares	985SH	$23.4K
34	HHM Wealth Advisors, LLC	Shares	700SH	$16.6K
35	TOTH FINANCIAL ADVISORY CORP	Shares	600SH	$14.3K
36	HAGER INVESTMENT MANAGEMENT SERVICES, LLC	Shares	500SH	$11.9K
37	LRI Investments, LLC	Shares	250SH	$5.9K
38	FIRST HORIZON CORP	Shares	200SH	$4.8K
39	JFS WEALTH ADVISORS, LLC	Shares	69SH	$1.6K
40	DHJJ Financial Advisors, Ltd.	Shares	5SH	$119
41	State of Alaska, Department of Revenue	Shares	2.2KSH	$53

Manager changes2026-06-30 vs 2026-03-31

41 / 41 loaded

#		Instrument
1	TECTONIC ADVISORS LLC new	Shares	+355.4K	+$8.4M	$8.4M
2	Union Bancaire Privee, UBP SA unchanged	Shares	0	+$6.3M	$6.3M
3	Sound Income Strategies, LLC added	Shares	+31.0K	+$2.4M	$22.2M
4	INDEPENDENT FINANCIAL GROUP, LLC added	Shares	+40.7K	+$997.8K	$1.4M
5	Columbus Macro, LLC added	Shares	+17.1K	+$996.6K	$8.9M
6	Brookstone Capital Management new	Shares	+38.7K	+$919.8K	$919.8K
7	Bayshore Capital Advisors, LLC added	Shares	+27.8K	+$695.1K	$1.1M
8	GEN Financial Management, INC. new	Shares	+26.6K	+$631.5K	$631.5K
9	Sequoia Financial Advisors, LLC new	Shares	+8.8K	+$209.8K	$209.8K
10	CONFLUENCE INVESTMENT MANAGEMENT LLC added	Shares	+23	+$157.9K	$2.3M
11	GRACE & WHITE INC /NY trimmed	Shares	-5.0K	+$152.9K	$3.8M
12	B. Riley Wealth Advisors, Inc. added	Shares	+15	+$142.6K	$1.6M
13	Arlington Capital Management, Inc. added	Shares	+2.6K	+$98.3K	$575.3K
14	FCG Investment Co added	Shares	+3.1K	+$91.1K	$327.1K
15	Catalyst Capital Advisors LLC unchanged	Shares	0	+$80.8K	$1.2M
16	EPIQ PARTNERS, LLC trimmed	Shares	-18.3K	+$79.8K	$7.0M
17	Hennion & Walsh Asset Management, Inc. trimmed	Shares	-1.4K	+$72.6K	$1.5M
18	Cornerstone Wealth Management, LLC added	Shares	+225	+$72.3K	$970.1K
19	Spire Wealth Management added	Shares	+2.2K	+$53.3K	$66.6K
20	HIGHLINE WEALTH PARTNERS LLC new	Shares	+2.1K	+$49.8K	$49.8K
21	Core Wealth Partners LLC added	Shares	+800	+$38.0K	$292.8K
22	BENJAMIN EDWARDS INC trimmed	Shares	-4.5K	+$37.9K	$2.0M
23	Generali Investments CEE, investicni spolecnost, a.s. unchanged	Shares	0	+$21.1K	$303.3K
24	Accel Wealth Management added	Shares	+13	+$20.9K	$297.6K
25	Triumph Capital Management added	Shares	+350	+$10.6K	$41.6K
26	EverSource Wealth Advisors, LLC trimmed	Shares	-10	+$3.6K	$55.1K
27	JFS WEALTH ADVISORS, LLC new	Shares	+69	+$1.6K	$1.6K
28	HHM Wealth Advisors, LLC unchanged	Shares	0	+$1.2K	$16.6K
29	TOTH FINANCIAL ADVISORY CORP unchanged	Shares	0	+$990	$14.3K
30	HAGER INVESTMENT MANAGEMENT SERVICES, LLC unchanged	Shares	0	+$825	$11.9K
31	LRI Investments, LLC unchanged	Shares	0	+$413	$5.9K
32	FIRST HORIZON CORP unchanged	Shares	0	+$330	$4.8K
33	Blue Trust, Inc. trimmed	Shares	-68	+$121	$23.4K
34	DHJJ Financial Advisors, Ltd. unchanged	Shares	0	+$8	$119
35	State of Alaska, Department of Revenue unchanged	Shares	0	+$4	$53
36	Farther Finance Advisors, LLC trimmed	Shares	-264	-$1.3K	$57.9K
37	Beaird Harris Wealth Management, LLC exited	Shares	-197	-$4.4K	$0
38	Apollon Wealth Management, LLC trimmed	Shares	-2.0K	-$6.1K	$539.1K
39	SIGNATUREFD, LLC trimmed	Shares	-671	-$10.3K	$65.1K
40	Mraz, Amerine & Associates, Inc. trimmed	Shares	-2.3K	-$14.1K	$522.4K
41	SANDERS MORRIS HARRIS LLC trimmed	Shares	-351.2K	-$6.5M	$18.1M