Filing Research | HERCULES CAPITAL INC Institutional Holdings

Snapshot holdings

50 / 90 loaded

#		Instrument	quantity
1	Sound Income Strategies, LLC	Shares	3.7MSH	$57.8M
2	Union Bancaire Privee, UBP SA	Shares	6.4KSH	$16.3M
3	TECTONIC ADVISORS LLC	Shares	1.0MSH	$15.9M
4	Gilman Hill Asset Management, LLC	Shares	646.7KSH	$10.2M
5	D.A. DAVIDSON & CO.	Shares	335.9KSH	$5.3M
6	CONFLUENCE INVESTMENT MANAGEMENT LLC	Shares	276.2KSH	$4.4M
7	Taylor Frigon Capital Management LLC	Shares	160.7KSH	$2.5M
8	Apollon Wealth Management, LLC	Shares	152.4KSH	$2.4M
9	INDEPENDENT FINANCIAL GROUP, LLC	Shares	139.5KSH	$2.2M
10	Abundance Wealth Counselors	Shares	127.9KSH	$2.0M
11	Significant Wealth Partners LLC	Shares	126.2KSH	$2.0M
12	Triad Investment Management	Shares	125.0KSH	$2.0M
13	PFG Investments, LLC	Shares	111.6KSH	$1.8M
14	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	Shares	98.6KSH	$1.6M
15	Triumph Capital Management	Shares	92.4KSH	$1.5M
16	RIVERBRIDGE PARTNERS LLC	Shares	91.0KSH	$1.4M
17	NAPLES GLOBAL ADVISORS, LLC	Shares	82.6KSH	$1.3M
18	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Shares	79.4KSH	$1.3M
19	Secure Asset Management, LLC	Shares	77.8KSH	$1.2M
20	GEN Financial Management, INC.	Principal	76.4KPRN	$1.2M
21	ROMANO BROTHERS AND COMPANY	Shares	76.0KSH	$1.2M
22	Cordoba Advisory Partners LLC	Shares	71.0KSH	$1.1M
23	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Shares	60.1KSH	$947.8K
24	J.W. COLE ADVISORS, INC.	Shares	57.9KSH	$912.4K
25	CMH Wealth Management LLC	Shares	46.3KSH	$729.7K
26	Mirador Capital Partners LP	Shares	44.4KSH	$700.4K
27	Accel Wealth Management	Shares	43.5KSH	$686.2K
28	Catalyst Capital Advisors LLC	Shares	40.6KSH	$639.7K
29	Farther Finance Advisors, LLC	Shares	37.7KSH	$595.2K
30	Hennion & Walsh Asset Management, Inc.	Shares	33.7KSH	$531.9K
31	Monument Capital Management	Shares	30.4KSH	$480.1K
32	Penbrook Management LLC	Shares	29.4KSH	$463.4K
33	First National Bank of Mount Dora, Trust Investment Services	Shares	29.2KSH	$461.2K
34	Future Financial Wealth Managment LLC	Shares	28.2KSH	$440.7K
35	Wealth Architects, LLC	Shares	27.5KSH	$433.1K
36	Golden State Wealth Management, LLC	Shares	26.7KSH	$421.3K
37	BigSur Wealth Management LLC	Shares	26.5KSH	$417.9K
38	RMR Wealth Builders	Shares	26.1KSH	$411.1K
39	Core Wealth Partners LLC	Shares	24.2KSH	$380.9K
40	ADIRONDACK TRUST CO	Shares	24.0KSH	$378.5K
41	1620 INVESTMENT ADVISORS, INC.	Shares	23.6KSH	$372.6K
42	Accredited Investors Inc.	Shares	23.0KSH	$362.7K
43	EVERGREEN CAPITAL MANAGEMENT LLC	Shares	21.5KSH	$338.8K
44	Madison Park Capital Advisors, LLC	Shares	15.1KSH	$336.7K
45	Intrua Financial, LLC	Shares	18.7KSH	$294.5K
46	VAQUERO PRIVATE WEALTH, LTD	Shares	15.5KSH	$244.3K
47	KFG WEALTH MANAGEMENT, LLC	Shares	14.3KSH	$226.1K
48	Cornerstone Wealth Management, LLC	Shares	14.3KSH	$225.3K
49	Fiduciary Alliance LLC	Shares	14.0KSH	$221.3K
50	FULTON BANK, N.A.	Shares	12.8KSH	$202.1K

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Manager changes2026-06-30 vs 2026-03-31

50 / 95 loaded

#		Instrument
1	Union Bancaire Privee, UBP SA unchanged	Shares	0	+$16.2M	$16.3M
2	Sound Income Strategies, LLC added	Shares	+285.5K	+$8.6M	$57.8M
3	TECTONIC ADVISORS LLC added	Shares	+113.3K	+$2.7M	$15.9M
4	GEN Financial Management, INC. new	Principal	+76.4K	+$1.2M	$1.2M
5	Abundance Wealth Counselors added	Shares	+65.7K	+$1.1M	$2.0M
6	Gilman Hill Asset Management, LLC added	Shares	+28.8K	+$1.1M	$10.2M
7	INDEPENDENT FINANCIAL GROUP, LLC added	Shares	+55.1K	+$953.4K	$2.2M
8	J.W. COLE ADVISORS, INC. new	Shares	+57.9K	+$912.4K	$912.4K
9	D.A. DAVIDSON & CO. added	Shares	+12.5K	+$520.4K	$5.3M
10	Triad Investment Management added	Shares	+20.4K	+$427.0K	$2.0M
11	Hennion & Walsh Asset Management, Inc. added	Shares	+20.8K	+$341.3K	$531.9K
12	Farther Finance Advisors, LLC added	Shares	+19.6K	+$330.7K	$595.2K
13	CONFLUENCE INVESTMENT MANAGEMENT LLC added	Shares	+2.8K	+$318.1K	$4.4M
14	Wealth Architects, LLC added	Shares	+16.7K	+$274.5K	$433.1K
15	Secure Asset Management, LLC added	Shares	+12.3K	+$259.5K	$1.2M
16	Cordoba Advisory Partners LLC added	Shares	+12.2K	+$254.1K	$1.1M
17	Triumph Capital Management added	Shares	+10.5K	+$247.7K	$1.5M
18	Penbrook Management LLC added	Shares	+14.3K	+$241.0K	$463.4K
19	Fiduciary Alliance LLC new	Shares	+14.0K	+$221.3K	$221.3K
20	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added	Shares	+8.3K	+$211.3K	$1.3M
21	Taylor Frigon Capital Management LLC added	Shares	+2.2K	+$193.7K	$2.5M
22	Apollon Wealth Management, LLC added	Shares	+581	+$161.0K	$2.4M
23	NATIONS FINANCIAL GROUP INC, /IA/ /ADV added	Shares	+4.0K	+$157.7K	$1.6M
24	Significant Wealth Partners LLC added	Shares	+1.1K	+$142.2K	$2.0M
25	NAPLES GLOBAL ADVISORS, LLC added	Shares	+2.7K	+$122.2K	$1.3M
26	RMR Wealth Builders added	Shares	+6.5K	+$122.2K	$411.1K
27	Accel Wealth Management added	Shares	+3.8K	+$99.3K	$686.2K
28	RIVERBRIDGE PARTNERS LLC added	Shares	+321	+$95.7K	$1.4M
29	PFG Investments, LLC trimmed	Shares	-2.0K	+$81.7K	$1.8M
30	Intrua Financial, LLC added	Shares	+4.1K	+$78.9K	$294.5K
31	ROMANO BROTHERS AND COMPANY added	Shares	+136	+$78.0K	$1.2M
32	Bogart Wealth, LLC new	Shares	+3.5K	+$55.2K	$55.2K
33	Madison Park Capital Advisors, LLC trimmed	Shares	-4.9K	+$41.3K	$336.7K
34	Catalyst Capital Advisors LLC unchanged	Shares	0	+$40.6K	$639.7K
35	Mirador Capital Partners LP trimmed	Shares	-286	+$40.2K	$700.4K
36	Sequoia Financial Advisors, LLC added	Shares	+1.7K	+$37.0K	$194.5K
37	SIGNATUREFD, LLC added	Shares	+1.6K	+$32.2K	$143.9K
38	First National Bank of Mount Dora, Trust Investment Services unchanged	Shares	0	+$29.2K	$461.2K
39	Core Wealth Partners LLC unchanged	Shares	0	+$24.2K	$380.9K
40	Monument Capital Management trimmed	Shares	-431	+$24.1K	$480.1K
41	ADIRONDACK TRUST CO unchanged	Shares	0	+$24.0K	$378.5K
42	Accredited Investors Inc. unchanged	Shares	0	+$23.0K	$362.7K
43	KFG WEALTH MANAGEMENT, LLC added	Shares	+420	+$20.5K	$226.1K
44	Abound Wealth Management new	Shares	+1.3K	+$20.5K	$20.5K
45	IFP Advisors, Inc added	Shares	+441	+$16.7K	$160.6K
46	Sovereign Financial Group, Inc. added	Shares	+173	+$13.5K	$172.3K
47	Register Financial Advisors LLC added	Shares	+28	+$12.8K	$195.8K
48	FULTON BANK, N.A. unchanged	Shares	0	+$12.8K	$202.1K
49	WealthBridge Capital Management, LLC unchanged	Shares	0	+$12.0K	$189.2K
50	Tradewinds Capital Management, LLC added	Shares	+102	+$5.6K	$64.7K

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