Filing Research | NEW MTN FIN CORP Institutional Holdings

Snapshot holdings

21 / 21 loaded

#		Instrument	quantity
1	Union Bancaire Privee, UBP SA	Shares	5.2KSH	$5.9M
2	Hennion & Walsh Asset Management, Inc.	Shares	483.3KSH	$3.5M
3	Tranquility Partners, LLC	Shares	284.2KSH	$2.0M
4	CONFLUENCE INVESTMENT MANAGEMENT LLC	Shares	277.6KSH	$2.0M
5	Farther Finance Advisors, LLC	Shares	115.1KSH	$825.3K
6	Spire Wealth Management	Shares	45.6KSH	$327.0K
7	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Shares	31.1KSH	$223.6K
8	Generali Investments CEE, investicni spolecnost, a.s.	Shares	25.3KSH	$181.1K
9	Catalyst Capital Advisors LLC	Shares	25.2KSH	$180.5K
10	Miller Global Investments, LLC	Shares	23.8KSH	$170.8K
11	PFG Investments, LLC	Shares	18.7KSH	$134.2K
12	Apella Capital, LLC	Shares	17.5KSH	$123.6K
13	SANDERS MORRIS HARRIS LLC	Shares	16.4KSH	$117.4K
14	WEALTHEDGE INVESTMENT ADVISORS, LLC	Shares	15.8KSH	$113.4K
15	Sunbeam Capital Management, LLC	Shares	12.3KSH	$88.2K
16	MISSION WEALTH MANAGEMENT, LP	Shares	10.0KSH	$71.7K
17	FIRST HORIZON CORP	Shares	1.0KSH	$7.2K
18	Bank & Trust Co	Shares	422SH	$3.0K
19	EverSource Wealth Advisors, LLC	Shares	308SH	$2.2K
20	Community Financial Services Group, LLC	Shares	200SH	$1.4K
21	State of Alaska, Department of Revenue	Shares	4.9KSH	$35

Manager changes2026-06-30 vs 2026-03-31

25 / 25 loaded

#		Instrument
1	Union Bancaire Privee, UBP SA unchanged	Shares	0	+$5.9M	$5.9M
2	Farther Finance Advisors, LLC added	Shares	+31.6K	+$182.3K	$825.3K
3	Sunbeam Capital Management, LLC new	Shares	+12.3K	+$88.2K	$88.2K
4	Catalyst Capital Advisors LLC added	Shares	+13.2K	+$87.3K	$180.5K
5	MISSION WEALTH MANAGEMENT, LP new	Shares	+10.0K	+$71.7K	$71.7K
6	WEALTHEDGE INVESTMENT ADVISORS, LLC added	Shares	+3.1K	+$14.9K	$113.4K
7	State of Alaska, Department of Revenue unchanged	Shares	0	-$2	$35
8	Community Financial Services Group, LLC unchanged	Shares	0	-$102	$1.4K
9	EverSource Wealth Advisors, LLC unchanged	Shares	0	-$182	$2.2K
10	Bank & Trust Co unchanged	Shares	0	-$249	$3.0K
11	FIRST HORIZON CORP unchanged	Shares	0	-$590	$7.2K
12	SANDERS MORRIS HARRIS LLC unchanged	Shares	0	-$9.7K	$117.4K
13	Miller Global Investments, LLC unchanged	Shares	0	-$14.1K	$170.8K
14	Generali Investments CEE, investicni spolecnost, a.s. unchanged	Shares	0	-$14.9K	$181.1K
15	PFG Investments, LLC trimmed	Shares	-999	-$18.8K	$134.2K
16	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed	Shares	-1.2K	-$24.9K	$223.6K
17	Apella Capital, LLC unchanged	Shares	0	-$25.4K	$123.6K
18	Spire Wealth Management unchanged	Shares	0	-$26.9K	$327.0K
19	Sound Income Strategies, LLC exited	Shares	-7.7K	-$59.2K	$0
20	Sowell Financial Services LLC exited	Shares	-11.5K	-$89.1K	$0
21	CONFLUENCE INVESTMENT MANAGEMENT LLC added	Shares	+38	-$163.5K	$2.0M
22	Y-Intercept (Hong Kong) Ltd exited	Shares	-30.4K	-$235.9K	$0
23	Tranquility Partners, LLC trimmed	Shares	-32.5K	-$420.1K	$2.0M
24	Valeo Financial Advisors, LLC exited	Shares	-59.9K	-$464.4K	$0
25	Hennion & Walsh Asset Management, Inc. trimmed	Shares	-29.8K	-$516.1K	$3.5M